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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-30 |
| SC | RA | APPROVED | 2026-01-23 |
Branch Locations
1320 Main Street Suite 800, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2023 | 06/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | 06/2024 |
| Christopher Newport University | Newport News | VA | 08/2019 | 08/2023 |
| New Kent High School | New Kent | VA | 08/2016 | 06/2019 |
| Royal New Kent Golf Club | Providence Forge | VA | 04/2019 | 08/2022 |
| Mutual Of America | Richmond | VA | 10/2024 | 12/2024 |
| Unemployed | Quinton | VA | 07/2024 | 09/2024 |
| Morgan Stanley | Columbia | SC | 08/2025 | Present |
| Mygolfspy | Yorktown | VA | 05/2025 | 08/2025 |
| Unemployed | Quinton | VA | 01/2025 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-07 |
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