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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-11-26
  • SC RA
    APPROVED
    Since 2025-11-26

Branch Locations

803 Roper Creek Dr, Greenville, SC 29615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Greenville SC 02/2025 Present
Clemson University Clemson SC 08/2021 02/2025
Ameriprise Financial Services, Llc Hilton Head Island SC 07/2023 08/2023
Ameriprise Financial Services, Llc Hilton Head Island SC 06/2024 08/2024
Hilton Head Island High School Hilton Head Island SC 08/2018 08/2021
Quiet Storm Surf Shop Hilton Head Island SC 06/2020 08/2020
Waccamaw High School Pawleys Island SC 08/2017 08/2018
Waccamaw Middle School Pawleys Island SC 08/2014 08/2017
  • 02/2025 → Present
    Greenville, SC
  • 08/2021 → 02/2025
    Clemson University
    Clemson, SC
  • 07/2023 → 08/2023
    Hilton Head Island, SC
  • 06/2024 → 08/2024
    Hilton Head Island, SC
  • 08/2018 → 08/2021
    Hilton Head Island High School
    Hilton Head Island, SC
  • 06/2020 → 08/2020
    Quiet Storm Surf Shop
    Hilton Head Island, SC
  • 08/2017 → 08/2018
    Waccamaw High School
    Pawleys Island, SC
  • 08/2014 → 08/2017
    Waccamaw Middle School
    Pawleys Island, SC
Other Businesses

Outside Employment; Elevate Management Firm LLC; This is the entity my franchise advisor uses to pay non-commission and salary compensation to me as an employee.; Manage advisory business; 803 Roper Creek Dr, , Greenville, SC, 29615; Investment-Related; 01/01/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-24
  • S66 Uniform Combined State Law Examination
    2025-11-24
Other Names
  • Mary Brockman

View on SEC IAPD

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