William Douglas Ellison

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenville, SC
• 12/2009 → 09/2021
  Bank Of America, Na
  Greenville, SC
• 09/2021 → Present
  Raymond James And Associates, Inc
  Greenville, SC

Previous Registrations

• 1995-01-19 → 2021-10-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenville, SC
  Greenville, SC

Other Businesses

(1)Name of Business: The Farm at Pecan Ridge LLC Address: 208 Waterfront Drive, Williamston, SC, 29697, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/19/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a recreational tract of land that I am moving into an LLC for liability purposes. The land is used primarily for outdoor recreation use and hopefully capital appreciation. There is currently no income from the property and there will be none for the foreseeable future. At some point, I could have the need to cut and sell some timber but this would be rare.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-08
• S63 Uniform Securities Agent State Law Examination
  1994-11-22

Other Names

• William D Ellison