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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-06 |
| SC | RA | APPROVED | 2021-09-29 |
Branch Locations
101 Falls Park Drive Suite 600, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | SC | 09/1994 | 09/2021 |
| Bank Of America, Na | Greenville | SC | 12/2009 | 09/2021 |
| Raymond James And Associates, Inc | Greenville | SC | 09/2021 | Present |
(1)Name of Business: The Farm at Pecan Ridge LLC Address: 208 Waterfront Drive, Williamston, SC, 29697, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/19/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a recreational tract of land that I am moving into an LLC for liability purposes. The land is used primarily for outdoor recreation use and hopefully capital appreciation. There is currently no income from the property and there will be none for the foreseeable future. At some point, I could have the need to cut and sell some timber but this would be rare.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-22 |
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