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Kenneth E Hicks

Raymond James & Associates, Inc.

Greenville, SC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-08
SC RA APPROVED 2018-02-16
  • TX RA
    APPROVED
    Since 2018-03-08
  • SC RA
    APPROVED
    Since 2018-02-16

Branch Locations

101 Falls Park Drive Suite 600, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenville SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenville SC 11/2016 02/2018
Raymond James & Associates, Inc. Greenville SC 02/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-03
S63 Uniform Securities Agent State Law Examination 1996-04-29
  • S65 Uniform Investment Adviser Law Examination
    1996-05-03
  • S63 Uniform Securities Agent State Law Examination
    1996-04-29
Designations
Other Names
  • Kenneth Eugene Hicks

View on SEC IAPD

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Other Offices

FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Greenville, SC
GOEPPER BURKHARDT LLC · GREENVILLE, SC
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT · GREENVILLE, SC
FIFTH THIRD SECURITIES, INC. · GREENVILLE, SC

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