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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-04 |
| TX | RA | APPROVED | 2024-11-04 |
Branch Locations
13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-10-08 |
Branch Locations
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Olathe | KS | 02/2024 | 03/2024 |
| Raymore-Peculiar School District | Peculiar | MO | 08/2023 | 07/2024 |
| Raymore-Peculiar School District | Peculiar | MO | 07/2010 | 06/2023 |
| Compass Financial Resources, Llc | Olathe | KS | 06/2024 | Present |
| Ameritime, Llc | Olathe | KS | 10/2024 | Present |
| Lpl Financial Llc | Olathe | KS | 05/2024 | Present |
1) 05/30/2024-Compass Financial Resources, LLC-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s) - Start Date:07/01/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 09/17/2024 - Raymore-Peculiar School District - Outside/W-2 Employment - Consultant - Not Inv Related - Peculiar, MO -Start date 09/03/2024 - 6 hours per month/ 1 hour during trading. 3)09/04/2025 - Compass Financial Resources - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:08/01/2024 - 2 Hrs/Mth - 0 Hrs During Trading. 4) 09/05/2025 - Ameritime - Investment Related - Registered Investment Advisor - At Reported Business Location(s) - Start Date:08/01/2024 - 6 Hrs/Mth - 0 Hrs During Trading.I provide financial planning and consulting services through Ameritime, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 6 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-07 |
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