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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-22
  • TX RA
    APPROVED
    Since 2024-08-22

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Austin TX 06/2023 09/2023
Clark Capital Managment Philadelphia PA 06/2022 09/2022
Archer Investment Managment Solutions Berwyn PA 06/2021 09/2021
Fairfield Univeristy Fairfield CT 09/2019 05/2023
Unemployed Philadelphia PA 09/2015 06/2019
Windrift Avalon NJ 06/2019 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 07/2024 Present
Indeed Austin TX 11/2023 07/2024
Jaspers Backyard Conshohocken PA 06/2018 08/2018
St Davids Golf Club Wayne PA 07/2016 10/2016
Bank Of America, N.A. Austin TX 08/2024 Present
  • 06/2023 → 09/2023
    Dimensional Fund Advisors
    Austin, TX
  • 06/2022 → 09/2022
    Clark Capital Managment
    Philadelphia, PA
  • 06/2021 → 09/2021
    Archer Investment Managment Solutions
    Berwyn, PA
  • 09/2019 → 05/2023
    Fairfield Univeristy
    Fairfield, CT
  • 09/2015 → 06/2019
    Unemployed
    Philadelphia, PA
  • 06/2019 → 09/2019
    Windrift
    Avalon, NJ
  • 07/2024 → Present
    Austin, TX
  • 11/2023 → 07/2024
    Indeed
    Austin, TX
  • 06/2018 → 08/2018
    Jaspers Backyard
    Conshohocken, PA
  • 07/2016 → 10/2016
    St Davids Golf Club
    Wayne, PA
  • 08/2024 → Present
    Bank Of America, N.A.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-28
  • S66 Uniform Combined State Law Examination
    2024-06-28
Other Names
  • Harry Joseph Fanto

View on SEC IAPD

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