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Inactive

Maxwell Michael Harcey

Advisors Management Group Inc

La Crosse, WI

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Current Employers
Advisors Management Group Inc

505 King St Ste 208, La Crosse, WI 54601 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-16
  • WI RA
    APPROVED
    Since 2023-08-16

Branch Locations

505 King St Ste 208, La Crosse, WI 54601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Management Group Lacrosse WI 05/2022 02/2024
Freighthouse Lacrosse WI 09/2021 05/2022
Kwik Trip Lacrosse WI 06/2020 09/2021
3Rt West Salem WI 04/2020 06/2020
Red Lobster Lacrosse WI 06/2019 04/2020
Logan High School Lacrosse WI 09/2016 05/2020
University Of Wisconsin-Lacrosse Lacrosse WI 09/2020 01/2024
Advisors Management Group Lacrosse WI 02/2024 Present
  • 05/2022 → 02/2024
    Advisors Management Group
    Lacrosse, WI
  • 09/2021 → 05/2022
    Freighthouse
    Lacrosse, WI
  • 06/2020 → 09/2021
    Kwik Trip
    Lacrosse, WI
  • 04/2020 → 06/2020
    3Rt
    West Salem, WI
  • 06/2019 → 04/2020
    Red Lobster
    Lacrosse, WI
  • 09/2016 → 05/2020
    Logan High School
    Lacrosse, WI
  • 09/2020 → 01/2024
    University Of Wisconsin-Lacrosse
    Lacrosse, WI
  • 02/2024 → Present
    Advisors Management Group
    Lacrosse, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-16
  • S65 Uniform Investment Adviser Law Examination
    2023-08-16
Other Names
  • Maxwell Michael Harcey

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
PFS INVESTMENTS INC.
J. W. COLE ADVISORS, INC.
EDWARD JONES
IDEA FUND VENTURE MANAGEMENT, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MARK ARTHUR DAHLKE
CHRISTOPHER MICHAEL GRODE
JOSHUA CALEB FORTUN
MICHAEL DAVID STUHR
DANIEL FREDRICK RADTKE
KATHERINE M DAHLKE
MATTHEW ALLEN HARTUNG
ROBIN OLIN SWARTZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LA CROSSE, WI
HARBOUR INVESTMENTS, INC. · LACROSSE, WI
HARBOUR INVESTMENTS, INC. · LA CROSSE, WI
AMERIPRISE FINANCIAL SERVICES, LLC · LA CROSSE, WI
PFS INVESTMENTS INC. · LA CROSSE, WI
AMERIPRISE FINANCIAL SERVICES, LLC · La Crosse, WI
J. W. COLE ADVISORS, INC. · La Crosse, WI
EDWARD JONES · LA CROSSE, WI

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