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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-06-09 |
| KY | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED | 2025-06-05 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 07/2024 | 04/2025 |
| Stifel Independent Advisors | Kettering | OH | 07/2023 | 07/2024 |
| Homesense Heating And Cooling | Indianapolis | IN | 04/2022 | 08/2022 |
| Chick-Fil-A | Indianapolis | IN | 08/2017 | 05/2020 |
| University Of Cincinnati | Cincinnati | OH | 07/2020 | 05/2024 |
| Park Tudor | Indianapolis | IN | 07/2016 | 07/2020 |
| Morgan Stanley | Cincinnati | OH | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-03 |
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