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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-12-20
  • WI RA
    APPROVED
    Since 2023-12-20

Branch Locations

10 E Doty St Suite 800, Madison, WI 53703 • United States

Mt Horeb, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ll Financial Llc Madison WI 06/2023 Present
Johnson Financial Group Madison WI 06/2023 Present
Kwik Trip La Crosse WI 06/2020 05/2023
Skal Public House Mount Horeb WI 06/2021 08/2022
University Of Wisconsin La Crosse La Crosse WI 09/2019 05/2023
Mount Horeb High School Mount Horeb WI 09/2015 05/2019
Unemployed Mount Horeb WI 05/2019 09/2019
  • 06/2023 → Present
    Ll Financial Llc
    Madison, WI
  • 06/2023 → Present
    Johnson Financial Group
    Madison, WI
  • 06/2020 → 05/2023
    Kwik Trip
    La Crosse, WI
  • 06/2021 → 08/2022
    Skal Public House
    Mount Horeb, WI
  • 09/2019 → 05/2023
    University Of Wisconsin La Crosse
    La Crosse, WI
  • 09/2015 → 05/2019
    Mount Horeb High School
    Mount Horeb, WI
  • 05/2019 → 09/2019
    Unemployed
    Mount Horeb, WI
Other Businesses

1) 09/06/2023 - Johnson Financial Group Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-19
  • S66 Uniform Combined State Law Examination
    2023-12-19
Other Names
  • Kira Harris

View on SEC IAPD

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