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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-09 |
| TX | RA | APPROVED | 2026-03-06 |
Branch Locations
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | West Chicago | IL | 07/2013 | 07/2017 |
| St. Charles Park District | Saint Charles | IL | 07/2017 | 08/2017 |
| Student | West Chicago | IL | 08/2017 | 06/2018 |
| St. Charles Park District | Saint Charles | IL | 06/2018 | 08/2018 |
| Student | West Chicago | IL | 08/2018 | 06/2019 |
| St. Charles Park District | Saint Charles | IL | 06/2019 | 08/2019 |
| Student | Waco | TX | 08/2019 | 05/2020 |
| St. Charles Park District | Saint Charles | IL | 05/2020 | 08/2020 |
| Student | Waco | TX | 08/2020 | 05/2021 |
| Alpha Biomedical And Diagnostics Corp. | Gurabo | PR | 06/2021 | 08/2021 |
| Student | Waco | TX | 08/2021 | 05/2022 |
| Fidelity Investments | Westlake | TX | 06/2022 | 08/2022 |
| Student | Waco | TX | 08/2022 | 05/2023 |
| Fidelity Investments | Westlake | TX | 06/2023 | 01/2026 |
| Fidelity Investments | Boston | MA | 03/2025 | 01/2026 |
| First Trust Portfolios L.P. | Wheaton | IL | 02/2026 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-17 |
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