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Rose Ann Smart

Cambridge Investment Research Advisors, Inc.

Harvard, MA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-04-17
  • MA RA
    APPROVED
    Since 2025-04-17

Branch Locations

270 Ayer Road Unit 4, Harvard, MA 01451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2023 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2025 Present
Lincoln Public School District Lincoln MA 07/2015 07/2023
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-08
  • S65 Uniform Investment Adviser Law Examination
    2025-04-08
Other Names
  • Rose Ann Quinn

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Harvard, MA
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THE PRACTICAL PLANNER · GROTON, MA
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