Best Investors Account Sign in
Inactive

Rose Ann Smart

Cambridge Investment Research Advisors, Inc.

Harvard, MA

CRD 7777750

Claim This Profile
Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-04-17
  • MA RA
    APPROVED
    Since 2025-04-17

Branch Locations

270 Ayer Road Unit 4, Harvard, MA 01451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2023 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2025 Present
Lincoln Public School District Lincoln MA 07/2015 07/2023
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-08
  • S65 Uniform Investment Adviser Law Examination
    2025-04-08
Other Names
  • Rose Ann Quinn

View on SEC IAPD

Nearby Firms

SHELTERED GARDEN FINANCIAL GROUP LLC
CITIZENS SECURITIES, INC.
THE PRACTICAL PLANNER

Nearby Investors

DANA EDMOND GILPATRICK
ERIC V SECHMAN
Ryan Sheehan Creegan

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Harvard, MA
SHELTERED GARDEN FINANCIAL GROUP LLC · BOXBOROUGH, MA
CITIZENS SECURITIES, INC. · GROTON, MA

More in Harvard, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor