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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-10-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parkland Securities, Llc | Ann Arbor | MI | 08/2014 | 10/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2023 | Present |
1) SECHMAN FINANCIAL SERVICES, 249 AYER RD, SUITE 205, HARVARD, MA, 10/2023, OWNER, DBA, INV REL, 200 HR/MO, 200 HR/MO TRADING. 2) TOWN OF AYER FINANCE COMMITTEE, 1 MAIN ST, AYER, MA, 10/2023, COMMITTEE MEMBER, NIR, 2 HR/MO, 0 HR/MO TRADING. 3) SECHMAN FINANCIAL SERVICE, 249 AYER RD. SUITE 205, HARVARD, MA, 10/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO, 10 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-22 |
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