Michael Paul Swanson

Current Employers

Great Waters Financial

4100 Lexington Ave N Suite 100, Shoreview, MN 55126 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-07-07
TX	RA	APPROVED	2023-07-07

MN RA
APPROVED

Since 2023-07-07
TX RA
APPROVED

Since 2023-07-07

Branch Locations

4100 Lexington Ave N Suite 100, Shoreview, MN 55126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New Prague High School	New Prague	MN	09/2014	06/2018
Metrostate University	Minneapolis	MN	09/2018	06/2022
Mcdonald's	New Prague	MN	04/2015	12/2016
Papa Murphy's	New Prague	MN	02/2016	03/2020
Jimmy John's	Shakopee/Richfield/Bloomington	MN	09/2018	05/2022
Great Waters Financial	Shoreview	MN	05/2022	Present

09/2014 → 06/2018

New Prague High School

New Prague, MN
09/2018 → 06/2022

Metrostate University

Minneapolis, MN
04/2015 → 12/2016

Mcdonald's

New Prague, MN
02/2016 → 03/2020

Papa Murphy's

New Prague, MN
09/2018 → 05/2022

Jimmy John's

Shakopee/Richfield/Bloomington, MN
05/2022 → Present

Great Waters Financial

Shoreview, MN

Other Businesses

Name of Other Business: Great Waters Financial Investment Related: Yes Address: 4100 Lexington Ave N, Suite 100, Shoreview, MN 55126 Nature of Business: Insurance Position: Agent Start Date: 1/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-20

S65 Uniform Investment Adviser Law Examination

2023-06-20

View on SEC IAPD

Current Employers

Great Waters Financial

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews