Joshua Soria

Current Employers

Employment History

• 06/2023 → Present
  C2P Capital Advisory Group D.b.a. Prosperity Capital Advisors
  Westlake, OH
• 06/2023 → Present
  Encompass Financial Planning (D.b.a. For Advisory Business)
  Grass Valley, CA
• 12/2014 → 01/2023
  Sierra Nevada Memorial Hospital
  Grass Valley, CA
• 01/2023 → Present
  Sierra Cascade Advisors
  Grass Valley, CA

Other Businesses

(1) Joshua Soria is the Co-Owner of Encompass Financial Planning which is the operating entity for Mr. Soria's advisory and insurance business and the dba he uses to promote his advisory activities. Mr. Soria spends approximately forty hours per week during trading hours working under this entity. (2) Fixed Insurance: Joshua Soria is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Joshua Soria spends approx. 10 hrs/week during trading hours on this activity. (3) Joshua Soria works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Soria conducts seminars to help eliminate financial illiteracy as part of his marketing efforts. Mr. Soria spends approximately 5 hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars. (4) Joshua Soria is the Owner/Craftsman of Summit Wood Works, LLC. Mr. Soria provides on demand woodworking services for a fee. Mr. Soria spends approximately ten hours per month on this activity during non-trading hours. This is not an investment-related activity. (5) Joshua Soria is on the board of directors as Secretary for the Soria Wright Foundation which is a charitable organization run by his brother. Mr. Soria does not receive direct compensation for this position though the Foundation may pick up travel-related expenses to attend annual meetings. Mr. Soria spends approximately four hours per month on this activity during non-trading hours. This is not an investment-related activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-23