Best Investors Account Sign in

Monica L Cuan

Ubs Financial Services Inc.

Buffalo, NY

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-12
  • NY RA
    APPROVED
    Since 2026-02-12

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laserstron Amherst NY 09/2019 01/2020
Plato's Closet Tonawanda NY 09/2019 03/2020
Ubs Buffalo NY 07/2023 08/2023
Canisius University Buffalo NY 10/2020 05/2024
Pearson Williamsville NY 06/2022 05/2024
Ubs Buffalo NY 01/2024 06/2024
Ubs Financial Services Inc. Buffalo NY 09/2024 Present
Canisius University Buffalo NY 08/2020 05/2024
Kenmore East High School Tonawanda NY 09/2016 06/2020
  • 09/2019 → 01/2020
    Laserstron
    Amherst, NY
  • 09/2019 → 03/2020
    Plato's Closet
    Tonawanda, NY
  • 07/2023 → 08/2023
    Ubs
    Buffalo, NY
  • 10/2020 → 05/2024
    Canisius University
    Buffalo, NY
  • 06/2022 → 05/2024
    Pearson
    Williamsville, NY
  • 01/2024 → 06/2024
    Ubs
    Buffalo, NY
  • 09/2024 → Present
    Ubs Financial Services Inc.
    Buffalo, NY
  • 08/2020 → 05/2024
    Canisius University
    Buffalo, NY
  • 09/2016 → 06/2020
    Kenmore East High School
    Tonawanda, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-12
  • S66 Uniform Combined State Law Examination
    2026-02-12
Other Names
  • Monica Cuan

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
NORTH WOODS WEALTH MANAGEMENT
COURIER CAPITAL, LLC
COMMONWEALTH FINANCIAL NETWORK
EUDAIMONIA WEALTH
DELAWARE AVENUE ADVISORS INC.
GRENDA GROUP

Other Investors

JAMES CLARK MADAN
SEAN ANTHONY SIRACUSA
Joshua Charles Rohrer
Anthony Pandolfi
ANDREW PATRICK DURFEE
Beau Riggs
Jeremy Tilton Wadsworth
WILLIAM BARRETT WADSWORTH

Other Offices

LPL FINANCIAL LLC · BUFFALO, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
NORTH WOODS WEALTH MANAGEMENT · BUFFALO, NY
COURIER CAPITAL, LLC · BUFFALO, NY
COMMONWEALTH FINANCIAL NETWORK · BUFFALO, NY
EUDAIMONIA WEALTH · BUFFALO, NY
DELAWARE AVENUE ADVISORS INC. · BUFFALO, NY

More in Buffalo, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor