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Dominic Michael Balagna

LPl Financial LLC

Brighton, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-02
MI RA APPROVED 2024-11-18
  • TX RA
    APPROVED
    Since 2026-03-02
  • MI RA
    APPROVED
    Since 2024-11-18

Branch Locations

230 North 2Nd Street, Ste 150, Brighton, MI 48116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Brighton MI 09/2014 08/2023
Northwestern Mutual East Lansing MI 08/2023 01/2024
Unemployed Brighton MI 01/2024 06/2024
Lpl Financial Brighton MI 07/2024 Present
  • 09/2014 → 08/2023
    Unemployed
    Brighton, MI
  • 08/2023 → 01/2024
    Northwestern Mutual
    East Lansing, MI
  • 01/2024 → 06/2024
    Unemployed
    Brighton, MI
  • 07/2024 → Present
    Lpl Financial
    Brighton, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-13
  • S66 Uniform Combined State Law Examination
    2024-11-13

View on SEC IAPD

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