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Maxwell Jacob Ruthart

Equitable Advisors, LLC

Austin, TX

CRD 7776398

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2024-03-04

Branch Locations

8911 N. Capital Of Texas Highway Bldg 4, Suite4350, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 06/2023 Present
The University Of Texas At Austin Austin TX 08/2022 05/2023
Innovation Of Peace And Development (Uta) Austin TX 08/2022 05/2023
Camp Walden Fort Worth TX 08/2018 06/2023
Americorps (Austin Public Health) Austin TX 05/2021 09/2021
Sweet Frog Austin TX 03/2019 07/2019
University Of Texas At San Antionio/University Of Texas At Austi Austin TX 08/2019 05/2023
Unemployed Austin TX 06/2013 02/2019
  • 06/2023 → Present
    New York, NY
  • 08/2022 → 05/2023
    The University Of Texas At Austin
    Austin, TX
  • 08/2022 → 05/2023
    Innovation Of Peace And Development (Uta)
    Austin, TX
  • 08/2018 → 06/2023
    Camp Walden
    Fort Worth, TX
  • 05/2021 → 09/2021
    Americorps (Austin Public Health)
    Austin, TX
  • 03/2019 → 07/2019
    Sweet Frog
    Austin, TX
  • 08/2019 → 05/2023
    University Of Texas At San Antionio/University Of Texas At Austi
    Austin, TX
  • 06/2013 → 02/2019
    Unemployed
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-01
S63 Uniform Securities Agent State Law Examination 2023-08-07
  • S65 Uniform Investment Adviser Law Examination
    2024-03-01
  • S63 Uniform Securities Agent State Law Examination
    2023-08-07
Other Names
  • Maxwell Ruthart

View on SEC IAPD

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