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Carrie Lynne Fielder

J.P. Morgan Securities LLC

Fort Gratiot, MI

Farmington Hills, MI

CRD 7775830

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-11-07
TX RA APPROVED 2023-11-07
  • MI RA
    APPROVED
    Since 2023-11-07
  • TX RA
    APPROVED
    Since 2023-11-07

Branch Locations

4512 24Th Avenue, Fort Gratiot, MI 48059 • United States

38601 W 12 Mile Road, Floor 2, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fort Gratiot MI 06/2023 Present
Jpmorgan Chase Bank, N.A. Fort Gratiot MI 02/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-07
  • S66 Uniform Combined State Law Examination
    2023-11-07
Other Names
  • Carrie Dauphinee
  • Carrie L Fielder
  • Carrie L Dauphinee
  • Carrie Fielder

View on SEC IAPD

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