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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-08
MI RA APPROVED 2021-08-12
  • TX RA
    APPROVED
    Since 2023-03-08
  • MI RA
    APPROVED
    Since 2021-08-12

Branch Locations

4512 24Th Avenue, Fort Gratiot, MI 48059 • United States

2425 Gratiot Boulevard, Marysville, MI 48040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Marysville MI 03/2015 Present
J.P. Morgan Securities Llc Marysville MI 03/2015 Present
Previous Registrations
  • 2006-08-07 → 2009-02-03
    Chase Investment Services Corp.
    Lapeer, MI
    Chicago, IL
    Lapeer, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-14
S63 Uniform Securities Agent State Law Examination 2015-06-04
  • S66 Uniform Combined State Law Examination
    2021-07-14
  • S63 Uniform Securities Agent State Law Examination
    2015-06-04
Other Names
  • Kristy Lynn Pieprzak
  • Kristy Lynn Langworthy

View on SEC IAPD

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