Jonathan Barr

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → 06/2018
  Wfg
  San Jose, CA
• 01/2012 → 06/2018
  Transamerica Financial Advisors, Inc
  San Jose, CA
• 06/2018 → Present
  Lpl Financial, Llc
  San Jose, CA

Previous Registrations

• 2012-01-06 → 2018-07-02
  Transamerica Financial Advisors, Llc
  San Jose, CA
• 2010-03-18 → 2012-01-06
  Investment Advisors International, Inc.
  San Jose, CA
• 2003-10-14 → 2010-03-17
  American Retirement Planning Group Inc
  Las Vegas, NV
  Las Vegas, NV
• 2007-01-10 → 2008-04-28
  Osaic Services, Inc.
  Las Vegas, NV
  Phoenix, AZ

Other Businesses

1. 6/29/2018 - Solutions Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/27/2018 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-11
• S63 Uniform Securities Agent State Law Examination
  1999-04-30

Other Names

• Jon Barr