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Inactive

Jeremiah Record Wager-Smith

Bailard, Inc.

Foster City, CA

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Current Employers
Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-16
  • CA RA
    APPROVED
    Since 2023-10-16

Branch Locations

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bailard, Inc. Foster City CA 06/2022 Present
Modern Asset Management Laguna Beach CA 06/2020 06/2022
Mi Mate La Jolla CA 09/2017 09/2019
Student/Unemployed La Jolla CA 09/2019 06/2020
Metro Candy Sales Vacaville CA 06/2017 09/2019
Student/Unemployed Vacaville CA 01/2013 06/2017
  • 06/2022 → Present
    Bailard, Inc.
    Foster City, CA
  • 06/2020 → 06/2022
    Modern Asset Management
    Laguna Beach, CA
  • 09/2017 → 09/2019
    Mi Mate
    La Jolla, CA
  • 09/2019 → 06/2020
    Student/Unemployed
    La Jolla, CA
  • 06/2017 → 09/2019
    Metro Candy Sales
    Vacaville, CA
  • 01/2013 → 06/2017
    Student/Unemployed
    Vacaville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-14
  • S65 Uniform Investment Adviser Law Examination
    2023-10-14
Other Names
  • Jeremy Record Wager-Smith

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

More in Foster City, CA

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