Jia Hui Wei

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-02-27
TX	RA	APPROVED	2024-02-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Burlingame	CA	03/2018	09/2018
Unemployed	Daly City	CA	05/2016	02/2018
Hsbc Securities (Usa) Inc.	New York	NY	10/2018	11/2019
Hsbc Bank Usa Na	New York	NY	09/2018	11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Francisco	CA	11/2019	04/2022
Bank Of America, N.A.	San Francisco	CA	11/2019	02/2024
J.P. Morgan Securities Llc	San Mateo	CA	02/2024	Present
Jpmorgan Chase Bank, N.A.	San Mateo	CA	02/2024	Present
Transamerica/World Financial Group Inc	Burlingame	CA	03/2018	08/2018

03/2018 → 09/2018

Transamerica Financial Advisors, Inc

Burlingame, CA
05/2016 → 02/2018

Unemployed

Daly City, CA
10/2018 → 11/2019

Hsbc Securities (Usa) Inc.

New York, NY
09/2018 → 11/2019

Hsbc Bank Usa Na

New York, NY
11/2019 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
11/2019 → 02/2024

Bank Of America, N.A.

San Francisco, CA
02/2024 → Present

J.P. Morgan Securities Llc

San Mateo, CA
02/2024 → Present

Jpmorgan Chase Bank, N.A.

San Mateo, CA
03/2018 → 08/2018

Transamerica/World Financial Group Inc

Burlingame, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-18
S63	Uniform Securities Agent State Law Examination	2013-07-02

Other Firms