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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-23
CA RA APPROVED 2025-01-14
  • TX RA
    APPROVED
    Since 2025-01-23
  • CA RA
    APPROVED
    Since 2025-01-14

Branch Locations

300 S El Camino Real, San Mateo, CA 94402 • United States

909 E Hillsdale Blvd, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Millbrae CA 01/2018 Present
Unemployed San Mateo CA 01/2014 01/2018
Bank Of America, N.A. Millbrae CA 11/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13

View on SEC IAPD

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