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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-16
  • CA RA
    APPROVED
    Since 2025-06-16

Branch Locations

610 Newport Center Drive Suite 150, Newport Beach, CA 92660 • United States

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Consulado General De La Republica Argentina Los Angeles CA 11/2014 09/2019
Andry Inc Costa Mesa CA 09/2019 03/2020
Shop Your Own Mortgage Irvine CA 03/2020 01/2023
Unemployed Downey CA 01/2023 07/2023
Abercrombie & Fitch Cerritos CA 01/2011 09/2019
Charles Schwab & Co., Inc. North Beach CA 07/2023 Present
Charles Schwab Bank Ssb North Beach CA 07/2023 Present
  • 11/2014 → 09/2019
    Consulado General De La Republica Argentina
    Los Angeles, CA
  • 09/2019 → 03/2020
    Andry Inc
    Costa Mesa, CA
  • 03/2020 → 01/2023
    Shop Your Own Mortgage
    Irvine, CA
  • 01/2023 → 07/2023
    Unemployed
    Downey, CA
  • 01/2011 → 09/2019
    Abercrombie & Fitch
    Cerritos, CA
  • 07/2023 → Present
    North Beach, CA
  • 07/2023 → Present
    Charles Schwab Bank Ssb
    North Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-14
S63 Uniform Securities Agent State Law Examination 2025-05-12
  • S65 Uniform Investment Adviser Law Examination
    2025-06-14
  • S63 Uniform Securities Agent State Law Examination
    2025-05-12

View on SEC IAPD

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