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Michael Lewis Stanford

LPl Financial LLC

Greenwood Village, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-30
TX RA APPROVED 2025-07-30
  • CO RA
    APPROVED
    Since 2025-07-30
  • TX RA
    APPROVED
    Since 2025-07-30

Branch Locations

8101 E Prentice Ave Ste 775, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mile High Umpirer Littleton CO 08/2016 05/2019
Gravinia Windows Of Littleton Littleton CO 05/2019 08/2019
Colorado State University Fort Collins CO 08/2019 05/2023
Home Depot Fort Collins/Littleton CO 03/2020 04/2021
Alpine Roofing Denver CO 05/2020 08/2020
Bank Of Colorado Fort Collins CO 04/2021 05/2022
Focus Fort Collins CO 05/2022 06/2023
I9 Sports Fort Collins CO 02/2020 03/2020
Kb Farms Otis CO 07/2019 08/2019
Fidelity Investments Denver CO 06/2023 07/2025
Mullen High School Denver CO 08/2015 05/2019
Centennial Pediatrics Centennial CO 12/2018 01/2019
Fidelity Investments Boston MA 03/2025 07/2025
Upstream Investment Partners Lone Tree CO 07/2025 Present
Lpl Financial Lone Tree CO 07/2025 Present
  • 08/2016 → 05/2019
    Mile High Umpirer
    Littleton, CO
  • 05/2019 → 08/2019
    Gravinia Windows Of Littleton
    Littleton, CO
  • 08/2019 → 05/2023
    Colorado State University
    Fort Collins, CO
  • 03/2020 → 04/2021
    Home Depot
    Fort Collins/Littleton, CO
  • 05/2020 → 08/2020
    Alpine Roofing
    Denver, CO
  • 04/2021 → 05/2022
    Bank Of Colorado
    Fort Collins, CO
  • 05/2022 → 06/2023
    Focus
    Fort Collins, CO
  • 02/2020 → 03/2020
    I9 Sports
    Fort Collins, CO
  • 07/2019 → 08/2019
    Kb Farms
    Otis, CO
  • 06/2023 → 07/2025
    Fidelity Investments
    Denver, CO
  • 08/2015 → 05/2019
    Mullen High School
    Denver, CO
  • 12/2018 → 01/2019
    Centennial Pediatrics
    Centennial, CO
  • 03/2025 → 07/2025
    Fidelity Investments
    Boston, MA
  • 07/2025 → Present
    Upstream Investment Partners
    Lone Tree, CO
  • 07/2025 → Present
    Lpl Financial
    Lone Tree, CO
Previous Registrations
  • 2025-03-31 → 2025-08-14
    Greenwood Village, CO
    Parker, CO
    Boston, MA
  • 2023-11-21 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Other Businesses

1) 05/2025 - Upstream Investment Partners / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) - 160 hrs per month - 100% time spent 2) 12/26/2025 - Catholic Order of Forsters - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 2 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-10
  • S66 Uniform Combined State Law Examination
    2023-11-10
Other Names
  • Michael Stanford
  • Michael L Stanford

View on SEC IAPD

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