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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-30 |
| TX | RA | APPROVED | 2025-07-30 |
Branch Locations
8101 E Prentice Ave Ste 775, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mile High Umpirer | Littleton | CO | 08/2016 | 05/2019 |
| Gravinia Windows Of Littleton | Littleton | CO | 05/2019 | 08/2019 |
| Colorado State University | Fort Collins | CO | 08/2019 | 05/2023 |
| Home Depot | Fort Collins/Littleton | CO | 03/2020 | 04/2021 |
| Alpine Roofing | Denver | CO | 05/2020 | 08/2020 |
| Bank Of Colorado | Fort Collins | CO | 04/2021 | 05/2022 |
| Focus | Fort Collins | CO | 05/2022 | 06/2023 |
| I9 Sports | Fort Collins | CO | 02/2020 | 03/2020 |
| Kb Farms | Otis | CO | 07/2019 | 08/2019 |
| Fidelity Investments | Denver | CO | 06/2023 | 07/2025 |
| Mullen High School | Denver | CO | 08/2015 | 05/2019 |
| Centennial Pediatrics | Centennial | CO | 12/2018 | 01/2019 |
| Fidelity Investments | Boston | MA | 03/2025 | 07/2025 |
| Upstream Investment Partners | Lone Tree | CO | 07/2025 | Present |
| Lpl Financial | Lone Tree | CO | 07/2025 | Present |
1) 05/2025 - Upstream Investment Partners / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) - 160 hrs per month - 100% time spent 2) 12/26/2025 - Catholic Order of Forsters - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-10 |
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