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Mario J Bollo

Ubs Financial Services Inc.

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-21
NC RA APPROVED 2024-10-22
  • NJ RA
    APPROVED
    Since 2025-04-21
  • NC RA
    APPROVED
    Since 2024-10-22

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cion Investments New York NY 06/2021 08/2021
Stifel New York City NY 06/2023 08/2023
Penn State University University Park PA 08/2020 05/2024
Unemployed Montville NJ 08/2013 08/2020
Ubs Financial Services Inc Charlotte NC 07/2024 Present
  • 06/2021 → 08/2021
    Cion Investments
    New York, NY
  • 06/2023 → 08/2023
    Stifel
    New York City, NY
  • 08/2020 → 05/2024
    Penn State University
    University Park, PA
  • 08/2013 → 08/2020
    Unemployed
    Montville, NJ
  • 07/2024 → Present
    Ubs Financial Services Inc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
  • S66 Uniform Combined State Law Examination
    2024-10-21

View on SEC IAPD

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HEATHER OLINGER LAWRENCE
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Other Offices

ALPHA FINANCIAL ADVISORS, LLC · CHARLOTTE, NC
EQUITABLE ADVISORS, LLC · CHARLOTTE, NC
TD PRIVATE CLIENT WEALTH LLC · Charlotte, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · Charlotte, NC
CREATIVE PLANNING · Charlotte, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Charlotte, NC
BRIGHTHOUSE INVESTMENT ADVISERS, LLC · CHARLOTTE, NC
CITIGROUP GLOBAL MARKETS INC. · Charlotte, NC

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