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Julie Ann Ann Isbey

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-11
TX RA APPROVED 2023-07-11
  • NC RA
    APPROVED
    Since 2023-07-11
  • TX RA
    APPROVED
    Since 2023-07-11

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of North Carolina At Charlotte Charlotte NC 01/2014 05/2017
Rocky River Coffee Co. Harrisburg NC 03/2012 06/2017
Ubs Financial Services Inc. Charlotte NC 06/2017 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 04/2021 07/2023
Ubs Financial Services, Inc Charlotte NC 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-16
  • S66 Uniform Combined State Law Examination
    2017-10-16
Other Names
  • Julie Book
  • Julie Ann Book
  • Julie Ann Isbey

View on SEC IAPD

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