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Henry Nicholson Barringer

Alpha Financial Advisors, LLC

Charlotte, NC

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Current Employers
Alpha Financial Advisors, Llc

11325 N Community House Rd Suite #410, Charlotte, NC 28277-0524 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-24
NC RA APPROVED 2013-10-07
  • TX RA
    APPROVED
    Since 2024-12-24
  • NC RA
    APPROVED
    Since 2013-10-07

Branch Locations

11325 N Community House Rd Suite #410, Charlotte, NC 28277-0524 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Financial Advisors Charlotte NC 08/2013 Present
  • 08/2013 → Present
    Alpha Financial Advisors
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-28
S63 Uniform Securities Agent State Law Examination 2011-06-02
  • S65 Uniform Investment Adviser Law Examination
    2011-07-28
  • S63 Uniform Securities Agent State Law Examination
    2011-06-02
Designations
Other Names
  • Nick Barringer

View on SEC IAPD

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