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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-09 |
Branch Locations
9311 San Pedro Ste 750, San Antonio, TX 78216 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H-E-B Grocery | San Antonio | TX | 09/2017 | 05/2023 |
| Aspect Wealth Management | San Antonio | TX | 06/2023 | Present |
| Empire Today Flooring | Atlanta | GA | 04/2017 | 09/2017 |
| Peachtree Company | Tyrone | GA | 04/2015 | 04/2017 |
| Feast | San Antonio | TX | 07/2021 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 07/2023 | 10/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2013 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: TEENPACT LEADERSHIP SCHOOLS INVESTMENT RELATED: NO ADDRESS: 610 MOOREFIELD PARK DRIVE SUITE 700 RICHMOND, VA 23236 NATURE OF BUSINESS: CHARITABLE - EDUCATION START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: EXECUTIVE BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SERVE AS ONE OF THE 9 UNPAID VOLUNTEER EXECUTIVE BOARD MEMBERS 3. NAME OF OTHER BUSINESS: FEAST INVESTMENT RELATED: NO ADDRESS: 7735 MOCKINGBIRD LN SAN ANTONIO TX NATURE OF BUSINESS: EDUCATION START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: EXECUTIVE BOARD MEMBER AND SECRETARY 4. NAME OF OTHER BUSINESS: ASPECT WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2023 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: BACKEND PAPERWORK / CLIENT SCHEDULING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-22 |
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