Dan Liu

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-08
NJ	RA	APPROVED	2025-02-04

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Nylife Securities Llc	Flushing	NY	04/2024	11/2024
New York Life Insurance Company	Flushiing	NY	07/2023	11/2024
New York Life Securities Llc	Flushing	NY	07/2023	11/2024
Homemaker	Princeton	NJ	07/2019	07/2023
Population And Development Research Center Of Jiangsu Province	Nanjing		08/2010	08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Plainsboro	NJ	11/2024	Present
Jiangsu Family Planning Science & Technology Research Institute	Nanjing		09/2018	06/2019
National Alliance On Mental Illness, New Jersey	North Brunswick	NJ	10/2019	06/2023
Bank Of America, N.A	Plainsboro	NJ	01/2025	Present

04/2024 → 11/2024

Nylife Securities Llc

Flushing, NY
07/2023 → 11/2024

New York Life Insurance Company

Flushiing, NY
07/2023 → 11/2024

New York Life Securities Llc

Flushing, NY
07/2019 → 07/2023

Homemaker

Princeton, NJ
08/2010 → 08/2018

Population And Development Research Center Of Jiangsu Province

Nanjing
11/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plainsboro, NJ
09/2018 → 06/2019

Jiangsu Family Planning Science & Technology Research Institute

Nanjing
10/2019 → 06/2023

National Alliance On Mental Illness, New Jersey

North Brunswick, NJ
01/2025 → Present

Bank Of America, N.A

Plainsboro, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-01
S63	Uniform Securities Agent State Law Examination	2024-05-31

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