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Maxwell Case Rogers

Rbc Capital Markets, LLC

Seattle, WA

Seattle, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-26
WA RA APPROVED 2025-11-14
  • TX RA
    APPROVED
    Since 2025-11-26
  • WA RA
    APPROVED
    Since 2025-11-14

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Seattle WA 10/2025 Present
Full-Time Education Seattle WA 09/2015 10/2018
Arena Sports Seattle WA 11/2018 08/2021
Full-Time Education Seattle WA 09/2021 05/2022
Carefree Boat Club Seattle WA 06/2022 08/2022
Middlebury College Middlebury VT 08/2022 05/2025
Rbc Capital Markets, Llc Seattle WA 06/2023 08/2023
Unemployed Seattle WA 06/2025 09/2025
Rbc Capital Markets, Llc Seattle WA 06/2024 08/2024
City National Bank Seattle WA 01/2026 Present
  • 10/2025 → Present
    Rbc Capital Markets, Llc
    Seattle, WA
  • 09/2015 → 10/2018
    Full-Time Education
    Seattle, WA
  • 11/2018 → 08/2021
    Arena Sports
    Seattle, WA
  • 09/2021 → 05/2022
    Full-Time Education
    Seattle, WA
  • 06/2022 → 08/2022
    Carefree Boat Club
    Seattle, WA
  • 08/2022 → 05/2025
    Middlebury College
    Middlebury, VT
  • 06/2023 → 08/2023
    Rbc Capital Markets, Llc
    Seattle, WA
  • 06/2025 → 09/2025
    Unemployed
    Seattle, WA
  • 06/2024 → 08/2024
    Rbc Capital Markets, Llc
    Seattle, WA
  • 01/2026 → Present
    City National Bank
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-14
  • S66 Uniform Combined State Law Examination
    2025-11-14

View on SEC IAPD

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WILLIAM LEE REECE
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JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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