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Nicholas Carlson

J.P. Morgan Securities LLC

Minneapolis, MN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-04
TX RA APPROVED 2023-08-25
  • MN RA
    APPROVED
    Since 2026-08-04
  • TX RA
    APPROVED
    Since 2023-08-25

Branch Locations

241 5Th Ave N Suite 900, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Houston TX 07/2023 Present
Jpmorgan Securities Llc Houston TX 07/2023 Present
Jpmorgan Chase Bank, Na Houston TX 06/2022 08/2022
Ronald Blue Trust Nashville TN 06/2021 07/2021
Receivables Control Minneapolis MN 06/2020 08/2020
State Farm Rogers MN 05/2019 01/2020
Unemployed Minneapolis MN 02/2020 05/2020
Unemployed Minneapolis MN 09/2020 05/2021
Unemployed Minneapolis MN 08/2021 05/2022
Unemployed Minneapolis MN 09/2022 06/2023
Cabela's Rogers MN 03/2019 05/2019
Republican Party Of Minnesota Plymouth MN 10/2018 11/2018
Unemployed Minneapolis MN 12/2018 02/2019
Unemployed Minneapolis MN 06/2013 09/2018
  • 07/2023 → Present
    Jpmorgan Chase Bank, Na
    Houston, TX
  • 07/2023 → Present
    Jpmorgan Securities Llc
    Houston, TX
  • 06/2022 → 08/2022
    Jpmorgan Chase Bank, Na
    Houston, TX
  • 06/2021 → 07/2021
    Ronald Blue Trust
    Nashville, TN
  • 06/2020 → 08/2020
    Receivables Control
    Minneapolis, MN
  • 05/2019 → 01/2020
    State Farm
    Rogers, MN
  • 02/2020 → 05/2020
    Unemployed
    Minneapolis, MN
  • 09/2020 → 05/2021
    Unemployed
    Minneapolis, MN
  • 08/2021 → 05/2022
    Unemployed
    Minneapolis, MN
  • 09/2022 → 06/2023
    Unemployed
    Minneapolis, MN
  • 03/2019 → 05/2019
    Cabela's
    Rogers, MN
  • 10/2018 → 11/2018
    Republican Party Of Minnesota
    Plymouth, MN
  • 12/2018 → 02/2019
    Unemployed
    Minneapolis, MN
  • 06/2013 → 09/2018
    Unemployed
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-25
  • S66 Uniform Combined State Law Examination
    2023-08-25

View on SEC IAPD

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