Jiachen Cai

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-10
NY	RA	APPROVED	2024-11-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank, Na	New York	NY	07/2023	08/2023
Jpmorgan Securities Llc	New York	NY	07/2023	08/2023
Barnard College Of Columbia University	New York	NY	09/2019	05/2022
Yale School Of Management	New Haven	NY	08/2022	05/2023
Cicc Us Securities	New York	NY	02/2022	07/2022
Boston College	Chestnut Hill	NY	08/2018	05/2019
Unemployed	New York	NY	07/2013	07/2018
Unemployed	New York	NY	06/2023	06/2023
Unemployed	New York	NY	06/2019	07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jamaica	NY	08/2024	Present
Unemployed	Manhasset	NY	08/2023	08/2024
Bank Of Communication	Shanghai		04/2021	08/2021
Bank Of America, N.A.	Jamaica	NY	10/2024	Present

07/2023 → 08/2023

Jpmorgan Chase Bank, Na

New York, NY
07/2023 → 08/2023

Jpmorgan Securities Llc

New York, NY
09/2019 → 05/2022

Barnard College Of Columbia University

New York, NY
08/2022 → 05/2023

Yale School Of Management

New Haven, NY
02/2022 → 07/2022

Cicc Us Securities

New York, NY
08/2018 → 05/2019

Boston College

Chestnut Hill, NY
07/2013 → 07/2018

Unemployed

New York, NY
06/2023 → 06/2023

Unemployed

New York, NY
06/2019 → 07/2019

Unemployed

New York, NY
08/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jamaica, NY
08/2023 → 08/2024

Unemployed

Manhasset, NY
04/2021 → 08/2021

Bank Of Communication

Shanghai
10/2024 → Present

Bank Of America, N.A.

Jamaica, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-05

Other Firms