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Robert Mantle

Osaic Wealth, Inc.

Manasquan, NJ

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-02-04
NY RA APPROVED 2024-10-11
  • NJ RA
    APPROVED
    Since 2025-02-04
  • NY RA
    APPROVED
    Since 2024-10-11

Branch Locations

2329 Hwy 34 Suite 303, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Waterhouse Investor Services Inc Melville NY 10/2003 01/2021
Td Bank N.A. Melville NY 01/2023 12/2023
Td Private Client Wealth Llc Melville NY 01/2023 12/2023
Unemployed Centereach NY 01/2021 01/2023
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
American Portfolios Huntington NY 07/2024 10/2024
Unemployed Centereach NY 12/2023 07/2024
  • 10/2003 → 01/2021
    Td Waterhouse Investor Services Inc
    Melville, NY
  • 01/2023 → 12/2023
    Td Bank N.A.
    Melville, NY
  • 01/2023 → 12/2023
    Td Private Client Wealth Llc
    Melville, NY
  • 01/2021 → 01/2023
    Unemployed
    Centereach, NY
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 07/2024 → 10/2024
    American Portfolios
    Huntington, NY
  • 12/2023 → 07/2024
    Unemployed
    Centereach, NY
Previous Registrations
  • 2024-07-22 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2023-01-04 → 2023-12-19
    Td Private Client Wealth Llc
    Melville, NY
    New York, NY
  • 2004-06-17 → 2021-01-11
    Td Ameritrade, Inc.
    Lake Grove, NY
  • 2007-03-14 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Smithtown, NY
    Smithtown, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-09
S63 Uniform Securities Agent State Law Examination 1999-04-21
  • S66 Uniform Combined State Law Examination
    2003-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-04-21
Other Names
  • Robert Michael Mantle

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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DANIEL ANTHONY DELROSSO
JAMES DESSJUK

Other Offices

PERSONAL FINANCIAL SOLUTIONS, LLC · MANASQUAN, NJ
KML FINANCIAL SERVICES GROUP, L.L.C. · MANASQUAN, NJ
THE PRIVATE CLIENT ADVISORY GROUP, LLC · MANASQUAN, NJ
CETERA INVESTMENT ADVISERS LLC · MANASQUAN, NJ
PERSONAL FINANCIAL SOLUTIONS, LLC · Manasquan, NJ
AEGIS CAPITAL CORP. · MANASQUAN, NJ
LPL FINANCIAL LLC · MANASQUAN, NJ
OSAIC WEALTH, INC. · Manasquan, NJ

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