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Aidan Wayne Smith

Ubs Financial Services Inc.

Louisville, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-12-08
  • KY RA
    APPROVED
    Since 2025-12-08

Branch Locations

500 North Hurstbourne Suite 300, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Briarpatch Restaurants Owensboro KY 10/2019 12/2021
Lowe's Home Improvement Owensboro KY 01/2022 07/2025
Daviess County Public Schools Owensboro KY 01/2023 05/2023
Northwestern Mutual Insurance Bowling Green KY 05/2023 02/2024
Ubs Financial Services Inc. Louisville KY 07/2025 Present
Western Kentucky Univeristy Bowling Green KY 08/2021 12/2024
Unemployed Owensboro KY 01/2015 10/2019
  • 10/2019 → 12/2021
    Briarpatch Restaurants
    Owensboro, KY
  • 01/2022 → 07/2025
    Lowe's Home Improvement
    Owensboro, KY
  • 01/2023 → 05/2023
    Daviess County Public Schools
    Owensboro, KY
  • 05/2023 → 02/2024
    Northwestern Mutual Insurance
    Bowling Green, KY
  • 07/2025 → Present
    Ubs Financial Services Inc.
    Louisville, KY
  • 08/2021 → 12/2024
    Western Kentucky Univeristy
    Bowling Green, KY
  • 01/2015 → 10/2019
    Unemployed
    Owensboro, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-25
  • S66 Uniform Combined State Law Examination
    2025-06-25

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
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