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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-03-19
  • IA RA
    APPROVED
    Since 2024-03-19

Branch Locations

711 2Nd Ave Se Suite 200, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Saint Paul MN 06/2023 08/2023
Minnesota Life Insurance Company Saint Paul MN 06/2023 08/2023
Securian Advisors Midamerica Cedar Rapids IA 06/2023 Present
Truenorth Companies Cedar Rapids IA 07/2010 07/2019
Arthur J Gallagher Cedar Rapids IA 07/2019 01/2023
Hambeck Enterprises Cedar Rapids IA 11/2021 Present
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 06/2023 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 06/2023 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 06/2023 → Present
    Securian Advisors Midamerica
    Cedar Rapids, IA
  • 07/2010 → 07/2019
    Truenorth Companies
    Cedar Rapids, IA
  • 07/2019 → 01/2023
    Arthur J Gallagher
    Cedar Rapids, IA
  • 11/2021 → Present
    Hambeck Enterprises
    Cedar Rapids, IA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

1) SECURIAN ADVISORS MID AMERICA, TULSA OK, INVESTMENT REALTED, 06/2023 - pres; FIXED INSURANCE AGENT, 10 HOURS PER MONTH, 10 TRADE HOURS 2) Hambeck Enterprises Inc; Non Investment related; Cedar Rapids, IA; Contractor; owner; November 2021- present ; 15-20 hrs/mo; 2-3 hours trading 3) NO FOOT TOO SMALL INVESTMENT RELATED: NO ADDRESS: 1150 5TH ST SUITE 152 CORALVILLE, IOWA CORALVILLE NATURE OF BUSINESS: NON PROFIT START DATE: 3/1/26 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SUPPORT PRESIDENT OF THE BOARD. PERFORMANCE REVIEW OF EXECUTIVE DIRECTOR 4) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERIVCES; 5) NAME OF OTHER BUSINESS: CORRIDOR BUSINESS BUILDERS; INVESTMENT RELATED: NO; ADDRESS: 1234 A AVE CEDAR RAPIDS, IA 52402 ; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: REFERRAL NETWORKING GROUP;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-11
  • S66 Uniform Combined State Law Examination
    2024-03-11
Other Names
  • Sam Hammes

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