Best Investors Account Sign in

Joshua Adam Aranda

Wells Fargo Clearing Services, LLC

Albuquerque, NM

El Paso, TX

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-11-03
  • NM RA
    APPROVED
    Since 2023-11-03

Branch Locations

8100 Wyoming Blvd Ne, Albuquerque, NM 87113 • United States

221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Albuquerque NM 06/2023 Present
Wells Fargo Bank, Na Albuquerque NM 07/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-02
S63 Uniform Securities Agent State Law Examination 2023-10-06
  • S65 Uniform Investment Adviser Law Examination
    2023-11-02
  • S63 Uniform Securities Agent State Law Examination
    2023-10-06
Other Names
  • Joshua A Aranda

View on SEC IAPD

Other Firms

AAN WEALTH ADVISORS LLC
DXD CAPITAL
ALLWORTH FINANCIAL, L.P.
EDWARD JONES
ZANETTI FINANCIAL, LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC

Other Investors

SUSAN MARIE MORRISON
DONALD AUSTIN MCDANIEL
KIRK RANDOLPH HUDSON
MATTHEW DAVID KELLER
Michelle Lea Phillips
Matthew John Ports
Jean-Marc D Grindatto
GREGORY JOSEPH ZANETTI

Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

More in Albuquerque, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor