James Lee Royals

Current Employers

Employment History

• 10/2004 → 09/2016
  Wealth Advisory Partners
  Oak Ridge, NC
• 04/2016 → 03/2024
  Kestra Advisory Services, Llc
  High Point, NC
• 10/2004 → 03/2024
  Kestra Investment Services, Llc
  High Point, NC
• 04/2024 → 12/2025
  Fortune Financial Services
  Monaca, PA
• 04/2016 → Present
  Bridgeway Financial Services, Llc
  High Point, NC
• 04/2024 → Present
  The Fiduciary Alliance, Llc
  High Point, NC

Previous Registrations

• 2016-04-19 → 2024-03-28
  Kestra Advisory Services, Llc
  High Point, NC
• 2004-10-26 → 2016-09-22
  Kestra Investment Services, Llc
  Greensboro, NC
  Greensboro, NC
  Greensboro, NC
  Greensboro, NC
  High Point, NC

Other Businesses

Business Name: Bridgeway Wealth Strategies, LLC Investment Related: Yes Address: 1912 Eastchester DR Ste 110 High Point, NC 27265 Nature of Business: using a DBA name; Consulting; Insurance; Position, Title or Relationship: Partner Start Date: 4/1/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Management and financial planning. Advisory services offered through The Fiduciary Alliance and brokerage services offered through Fortune Financial Services. Business Name: The Fiduciary Alliance, LLC Investment Related: Yes Address: 1912 Eastchester DR Ste 110 High Point, NC 27265 Nature of Business: Investment advisory services Position, Title or Relationship: Investment Advisor Representative Start Date: 4/1/2024 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-10
• S63 Uniform Securities Agent State Law Examination
  1999-03-29

Other Names

• Jim Royals