Vivian K Morgan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → 05/2022
  Fifth Third Bank
  Lombard, IL
• 02/2006 → 05/2022
  Fifth Third Securities
  Lombard, IL
• 05/2022 → 11/2022
  Citi
  Chicago, IL
• 11/2022 → Present
  Morgan Stanley Smith Barney Llc
  Oak Brook, IL

Previous Registrations

• 2022-07-21 → 2022-11-21
  Citigroup Global Markets Inc.
  Chicago, IL
  New York, NY
• 2006-03-03 → 2022-06-01
  Fifth Third Securities, Inc.
  Rolling Meadows, IL
  Chicago, IL
  Rolling Meadows, IL
  Mount Prospect, IL
  Aurora, IL
  Elmhurst, IL
  Lombard, IL
  St. Charles, IL
  Aurora, IL
  St. Charles, IL
  Batavia, OH
  Des Plaines, IL
  Warrenville, IL
  Mount Prospect, IL
  Mount Prospect, IL
  Des Plaines, IL
  Rolling Meadows, IL
  Palatine, IL
  Geneva, IL
  Countryside, IL
  Batavia, IL
• 2005-05-18 → 2006-02-07
  Citigroup Global Markets Inc.
  Naperville, IL
• 2004-08-11 → 2005-05-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Schaumburg, IL

Exams

• S66 Uniform Combined State Law Examination
  1999-12-02

Other Names

• Vivian K Lewis
• Vivian K Morgan
• Vivian Klaine Morgan
• Vivian Morgan