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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-12 |
| DE | RA | APPROVED | 2024-08-30 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1415 Foulk Road Suite 202, Wilmington, DE 19803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wilmington Country Club | Wilmington | DE | 05/2022 | 09/2022 |
| Mid-Atlantic Retirement Planning Specialists | Wilmington | DE | 06/2023 | 09/2023 |
| Kestra Investment Services, Llc | Wilmington | DE | 03/2024 | Present |
| Student | Wilmington | DE | 01/2013 | 12/2023 |
Name: RICHARD GANNETT POSITION: Coach. NATURE: Coach. INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/28/2024 ADDRESS: 2501 Pike Creek Rd, Wilmington DE 19808, United States DESCRIPTION: Help teach baseball to high school kids. Schedule and run practices. Name: MID-ATLANTIC RETIREMENT PLANNING SPECIALIST POSITION: Financial Planner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/11/2024 ADDRESS: 1415 Foulk Rd, Wilmington DE 19803, United States DESCRIPTION: provide financial advice Name: KESTRA ADVISORY SERVICES POSITION: Financial Planner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/03/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Servicing Thom Shumosic's clients Name: SAINT MARK'S HIGHSCHOOL POSITION: Head Baseball Coach NATURE: Baseball Coach INVESTMENT RELATED: No # OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 2501 Pike Creek Rd, Wilmington DE 19808, United States DESCRIPTION: Coaching a high school baseball team. Running practices. Name: MIDATLANTIC WEALTH PARTNERS POSITION: Financial Planner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/11/2024 ADDRESS: 1415 Foulk Rd, Wilmington DE 19803, United States DESCRIPTION: provide financial advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-27 |
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