Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-12
DE RA APPROVED 2024-08-30
  • TX RA
    APPROVED
    Since 2026-05-12
  • DE RA
    APPROVED
    Since 2024-08-30

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

1415 Foulk Road Suite 202, Wilmington, DE 19803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilmington Country Club Wilmington DE 05/2022 09/2022
Mid-Atlantic Retirement Planning Specialists Wilmington DE 06/2023 09/2023
Kestra Investment Services, Llc Wilmington DE 03/2024 Present
Student Wilmington DE 01/2013 12/2023
  • 05/2022 → 09/2022
    Wilmington Country Club
    Wilmington, DE
  • 06/2023 → 09/2023
    Mid-Atlantic Retirement Planning Specialists
    Wilmington, DE
  • 03/2024 → Present
    Kestra Investment Services, Llc
    Wilmington, DE
  • 01/2013 → 12/2023
    Student
    Wilmington, DE
Other Businesses

Name: RICHARD GANNETT POSITION: Coach. NATURE: Coach. INVESTMENT RELATED: No # OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/28/2024 ADDRESS: 2501 Pike Creek Rd, Wilmington DE 19808, United States DESCRIPTION: Help teach baseball to high school kids. Schedule and run practices. Name: MID-ATLANTIC RETIREMENT PLANNING SPECIALIST POSITION: Financial Planner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/11/2024 ADDRESS: 1415 Foulk Rd, Wilmington DE 19803, United States DESCRIPTION: provide financial advice Name: KESTRA ADVISORY SERVICES POSITION: Financial Planner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/03/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Servicing Thom Shumosic's clients Name: SAINT MARK'S HIGHSCHOOL POSITION: Head Baseball Coach NATURE: Baseball Coach INVESTMENT RELATED: No # OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: 2501 Pike Creek Rd, Wilmington DE 19808, United States DESCRIPTION: Coaching a high school baseball team. Running practices. Name: MIDATLANTIC WEALTH PARTNERS POSITION: Financial Planner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/11/2024 ADDRESS: 1415 Foulk Rd, Wilmington DE 19803, United States DESCRIPTION: provide financial advice

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-27
  • S66 Uniform Combined State Law Examination
    2024-08-27
Other Names
  • Ricky Gannett

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor