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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-28
WA RA APPROVED 2000-07-17
  • TX RA
    APPROVED
    Since 2022-07-28
  • WA RA
    APPROVED
    Since 2000-07-17

Branch Locations

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Seattle , WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Seattle WA 02/1999 Present
Mml Investors Services, Llc Seattle WA 02/1999 Present
Other Businesses

(1) NAME: JENNIFER L. THOMSEN INV REL: Y ADD: 920 FIFTH AVENUE, SUITE 1600, SEATTLE, WA 98104 NATURE: INDIVIDUAL LIFE /HEALTH. POSITION: SALES START DATE: 1/1/01 HR/MO: 5 HR/MO DURING SEC TRADING: 4 (2) NAME: PMJJ, LLC & STELLAR PROPERTIES LLC INV REL: Y ADD: 4322 SW ROXBURY ST SEATTLE WA 98136 NATURE: REAL ESTATE POSITION: OWNER START DATE: 8/1/10 HR/MO: 1 HR/MO DURING SEC TRADING: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1999-05-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1999-05-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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