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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-28 |
| WA | RA | APPROVED | 2000-07-17 |
Branch Locations
920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States
Seattle , WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Seattle | WA | 02/1999 | Present |
| Mml Investors Services, Llc | Seattle | WA | 02/1999 | Present |
(1) NAME: JENNIFER L. THOMSEN INV REL: Y ADD: 920 FIFTH AVENUE, SUITE 1600, SEATTLE, WA 98104 NATURE: INDIVIDUAL LIFE /HEALTH. POSITION: SALES START DATE: 1/1/01 HR/MO: 5 HR/MO DURING SEC TRADING: 4 (2) NAME: PMJJ, LLC & STELLAR PROPERTIES LLC INV REL: Y ADD: 4322 SW ROXBURY ST SEATTLE WA 98136 NATURE: REAL ESTATE POSITION: OWNER START DATE: 8/1/10 HR/MO: 1 HR/MO DURING SEC TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-07 |
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