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Ries Edward Moredock

Osaic Wealth, Inc.

Chesterfield, MO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-19
MO RA APPROVED 2024-06-14
  • FL RA
    APPROVED
    Since 2025-02-19
  • MO RA
    APPROVED
    Since 2024-06-14

Branch Locations

16100 Chesterfield Parkway W Suite 165, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Millenia Investments Llc Chesterfield MO 06/2023 09/2023
Securities America, Inc. Chesterfield MO 09/2023 06/2024
Soccer Master Fenton MO 06/2021 06/2023
Van's Delivery Pharmacy St. Louis MO 03/2020 08/2020
Taco Bell St. Louis MO 08/2015 07/2019
Truman State University Kirksville MO 08/2019 03/2020
Truman State University Kirksville MO 08/2020 05/2021
Securities America Advisors Chesterfield MO 11/2023 06/2024
Osaic Wealth, Inc. Chesterfield MO 06/2024 Present
  • 06/2023 → 09/2023
    Millenia Investments Llc
    Chesterfield, MO
  • 09/2023 → 06/2024
    Securities America, Inc.
    Chesterfield, MO
  • 06/2021 → 06/2023
    Soccer Master
    Fenton, MO
  • 03/2020 → 08/2020
    Van's Delivery Pharmacy
    St. Louis, MO
  • 08/2015 → 07/2019
    Taco Bell
    St. Louis, MO
  • 08/2019 → 03/2020
    Truman State University
    Kirksville, MO
  • 08/2020 → 05/2021
    Truman State University
    Kirksville, MO
  • 11/2023 → 06/2024
    Securities America Advisors
    Chesterfield, MO
  • 06/2024 → Present
    Chesterfield, MO
Previous Registrations
  • 2023-11-21 → 2024-06-14
    Securities America Advisors, Inc.
    Chesterfield, MO
Other Businesses

MILLENIA INVESTMENTS LLC POSITION: Associate Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 120 START DATE: 11/16/2023 ADDRESS: 16100 Chesterfield Parkway West, Suite 165, St. Louis MO 63128, United States DESCRIPTION: Salaried financial advisor working off of firms book of business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-16
  • S66 Uniform Combined State Law Examination
    2023-11-16

View on SEC IAPD

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