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122 S. Phillips Avenue, Suite 260, Sioux Falls, SD 57104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-12-14 |
| TX | RA | APPROVED_RES | 2018-11-13 |
| CA | RA | APPROVED | 2011-11-17 |
Branch Locations
122 S. Phillips Avenue, Suite 260, Sioux Falls, SD 57104 • United States
5672 La Jolla Bouldvard, La Jolla, CA 92037 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sage Capital Advisors, Llc | La Jolla | CA | 11/2011 | Present |
Mr. Dyer acts as a sales agent of various insurance companies. This activity is done by Mr. Dyer as an individual and not via Sage. In this capacity, Mr. Dyer may receive sales commissions and other revenues. These commissions may cause the Mr. Dyer to have a conflict of interest in recommending an insurance firm. Sage clients are never obligated to purchase insurance products from Mr. Dyer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-07 |
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