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John Richard Cecere

Compass Financial Advisory Services, LLC

Ormond Beach, FL

CRD 7767522

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Employer firm

Compass Financial Advisory Services, LLC CRD 316843

$527M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Compass Financial Advisory Services, Llc

880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-21
FL RA APPROVED 2024-01-17
  • TX RA
    APPROVED
    Since 2024-11-21
  • FL RA
    APPROVED
    Since 2024-01-17

Branch Locations

880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Financial Advisory Services, Llc Ormond Beach FL 01/2024 Present
Compass Financial Management Group Ormond Beach FL 11/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-09
  • S65 Uniform Investment Adviser Law Examination
    2024-01-09
Other Names
  • John Richard Cicero

View on SEC IAPD

Nearby Firms

STORMS & ROWDON FINANCIAL SERVICES, INC.
HORNOR, TOWNSEND & KENT, LLC
J.P. MORGAN SECURITIES LLC

Nearby Investors

WADE LEE ROWDON
KEITH JOHN STORMS
Robert George Hallock

Nearby Offices

STORMS & ROWDON FINANCIAL SERVICES, INC. · ORMOND BEACH, FL
HORNOR, TOWNSEND & KENT, LLC · ORMOND BEACH, FL
J.P. MORGAN SECURITIES LLC · ORMOND BEACH, FL

More in Ormond Beach, FL

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