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John Richard Cecere

Compass Financial Advisory Services, LLC

Ormond Beach, FL

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Current Employers
Compass Financial Advisory Services, Llc

880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-21
FL RA APPROVED 2024-01-17
  • TX RA
    APPROVED
    Since 2024-11-21
  • FL RA
    APPROVED
    Since 2024-01-17

Branch Locations

880 Airport Road, Suite 112A, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Financial Advisory Services, Llc Ormond Beach FL 01/2024 Present
Compass Financial Management Group Ormond Beach FL 11/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-09
  • S65 Uniform Investment Adviser Law Examination
    2024-01-09
Other Names
  • John Richard Cicero

View on SEC IAPD

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CAPSTONE INVESTMENT MANAGEMENT LLC
TRUIST ADVISORY SERVICES, INC.
BROADSTREET FINANCIAL ADVISERS LLC
HOLLAND ADVISORY SERVICES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

WADE LEE ROWDON
KEITH JOHN STORMS
Robert George Hallock
JANE SLAVEN EDDY
Patrick James Tuite
Sarah Nash Myrick
Madeleine Johanna Hubbard
TARA ASHLEY SANDERS

Other Offices

STORMS & ROWDON FINANCIAL SERVICES, INC. · ORMOND BEACH, FL
HORNOR, TOWNSEND & KENT, LLC · ORMOND BEACH, FL
J.P. MORGAN SECURITIES LLC · ORMOND BEACH, FL
CAPSTONE INVESTMENT MANAGEMENT LLC · Ormond Beach, FL
TRUIST ADVISORY SERVICES, INC. · ORMOND BEACH, FL
BROADSTREET FINANCIAL ADVISERS LLC · ORMOND BEACH, FL
HOLLAND ADVISORY SERVICES, INC. · ORMOND BEACH, FL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ORMOND BEACH, FL

More in Ormond Beach, FL

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