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Current Employers
Storms & Rowdon Financial Services, Inc.

1230 U.S. Highway 1, Ste 5, Ormond Beach, FL 32174 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-26
TX RA APPROVED_RES 2025-03-24
  • FL RA
    APPROVED
    Since 2025-03-26
  • TX RA
    APPROVED_RES
    Since 2025-03-24

Branch Locations

1230 U.S. Highway 1, Ste 5, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Ormond Beach FL 10/2011 03/2025
Stonex Advisors Inc. Ormond Beach FL 06/2016 03/2025
Storms & Rowdon Financial Services, Inc. Ormond Beach FL 03/2025 Present
Previous Registrations
  • 2016-06-30 → 2025-03-26
    Ormond Beach, FL
    Birmingham, AL
  • 2011-12-08 → 2016-06-30
    Intl Advisory Consultants Inc.
    Ormond Beach, FL
  • 2007-03-05 → 2011-11-03
    Ormond Beach, FL
  • 1991-01-01 → 2007-03-05
    Morgan Stanley Dw Inc.
    Ormond Beach, FL
    Ormond Beach, FL
Other Businesses

1) Licensed insurance agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 1986-05-27
  • S65 Uniform Investment Adviser Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    1986-05-27

View on SEC IAPD

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