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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-26 |
| OR | RA | APPROVED | 2018-03-06 |
Branch Locations
5440 Sw Westgate Drive Suite 110, Portland, OR 97221 • United States
303 E 16Th St, Suite 215, Vancouver, WA 98663 • United States
Portland, OR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Portland | OR | 11/2006 | 02/2018 |
| Raymond James Financial Services, Inc. | Portland | OR | 02/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Portland | OR | 03/2018 | Present |
(1)Name of Business: CMMM Investments, LLC Address: 4024 sw downs view ct, portland, OR, 97221, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/20/2024 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: CMMM Investments, LLC exists purely in relation to the Sale of Practice Agreement, regarding the retirement of David Palena effective 9/30/24 and Larry Lafady effective 3/31/26. (2)Name of Business: The Commerce Company Address: 5440 SW Westgate Dr Ste 110, Portland, OR, 97221, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/23/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor with support Co.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-01 |
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