Scott Matthew Rose

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 09/2017
  Agh Capital, Llc
  Castle Pines, CO
• 04/2017 → 06/2017
  Independent Financial Group, Llc
  Englewood, CO
• 06/2016 → 03/2017
  Unemployed
  Castle Pines, CO
• 07/2017 → 09/2017
  Unemployed
  Castle Pines, CO
• 09/2017 → 05/2019
  Silverhawk Asset Management, Llc
  Scottsdale, AZ
• 06/2019 → Present
  Thrivent Investment Managment Inc
  Golden Valley, MN
• 06/2019 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2017-10-10 → 2019-05-31
  Silverhawk Asset Management, Llc
  Scottsdale, AZ
• 2017-04-06 → 2017-06-21
  Independent Financial Group, Llc
  Englewood, CO
• 2008-04-21 → 2016-05-31
  Waddell & Reed
  Denver, CO
  Boulder, CO
  Denver, CO
• 2008-03-28 → 2008-04-21
  Equitable Advisors, Llc
  Scottsdale, AZ
• 1999-04-22 → 2008-03-19
  Ameriprise Financial Services, Llc
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

SUMMIT BUSINESS ADVISORS LLC POSITION: President - single member/manager NATURE: LLC will stay in place but will not be used. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2019 ADDRESS: 5167 Moonlight Way, Parker CO 80134, United States DESCRIPTION: Potential future activities; 1. Business operations and consulting. 2. Executive functions 3. Coaching and mentoring

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-04-09
• S65 Uniform Investment Adviser Law Examination
  1999-04-09

Other Names

• Scott M Rose
• Scott Matthew Rose
• Scott Rose
• Scott Matthew Rose