Susan Powell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Tustin, CA

Previous Registrations

• 2001-09-18 → 2002-09-17
  Osaic Fa, Inc.
  Irvine, CA

Other Businesses

1. 5/3/2019 - No Business Name - Investment Related - Provo, UT 84601 - Real Estate Rental - Start Date: 08/01/2000 - 0 Hours Per Month/0 Hours During Securities Trading - Own one rental house managed by a property management firm. 2. 11/17/2021 - Edinger Tustin Property LLC - Investment Related - 1432 Edinger Ave., Ste 140, Tustin, CA 92780 - Real Estate Rental - Started 09/19/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Sole owner of an office condo held inside of an LLC. 3. 01/10/2025- Edinger Tustin Property, LLC- Real Estate Rental- Not INV Related- At Reported Business Location(s)- Start date 02/01/2025- 1 Hour Per Month

Exams

• S66 Uniform Combined State Law Examination
  2001-08-14
• S63 Uniform Securities Agent State Law Examination
  1999-03-31

Designations

• Certified Financial Planner

Other Names

• Susan Powell
• Susan Lamb