Roberto Emanuel Cortes-Garcia

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 06/2023
  Us Navy
  Jacksonville, FL
• 06/2023 → 09/2025
  Citigroup
  Jacksonville, FL
• 11/2025 → 02/2026
  Sofi Securities Llc
  Jacksonville, FL
• 09/2025 → 11/2025
  Unemployed
  Jacksonville, FL
• 11/2025 → 02/2026
  Sofi Wealth Llc
  Jacksonville, FL
• 02/2026 → Present
  Wells Fargo Clearing Services, Llc
  Jupiter, FL
• 02/2026 → Present
  Wells Fargo Bank, Na
  Jupiter, FL

Previous Registrations

• 2025-12-03 → 2026-02-18
  Sofi Wealth Llc
  Jacksonville, FL
  San Francisco, CA
• 2023-12-01 → 2025-10-14
  Citigroup Global Markets Inc.
  Jacksonville, FL
  Jacksonville, FL
  Jacksonville, FL

Exams

• S66 Uniform Combined State Law Examination
  2023-11-30

Other Names

• Roberto Emanuel Cortez
• Roberto Emanuel Cortes
• Roberto Cortesgarcia
• Roberto Cortes Garcia