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Roberto Emanuel Cortes-Garcia

Wells Fargo Clearing Services, LLC

Boca Raton, FL

Jupiter, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-17
  • FL RA
    APPROVED
    Since 2026-04-17

Branch Locations

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

6735 W Indiantown Rd, Jupiter, FL 33458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Navy Jacksonville FL 06/2010 06/2023
Citigroup Jacksonville FL 06/2023 09/2025
Sofi Securities Llc Jacksonville FL 11/2025 02/2026
Unemployed Jacksonville FL 09/2025 11/2025
Sofi Wealth Llc Jacksonville FL 11/2025 02/2026
Wells Fargo Clearing Services, Llc Jupiter FL 02/2026 Present
Wells Fargo Bank, Na Jupiter FL 02/2026 Present
  • 06/2010 → 06/2023
    Us Navy
    Jacksonville, FL
  • 06/2023 → 09/2025
    Citigroup
    Jacksonville, FL
  • 11/2025 → 02/2026
    Sofi Securities Llc
    Jacksonville, FL
  • 09/2025 → 11/2025
    Unemployed
    Jacksonville, FL
  • 11/2025 → 02/2026
    Sofi Wealth Llc
    Jacksonville, FL
  • 02/2026 → Present
    Wells Fargo Clearing Services, Llc
    Jupiter, FL
  • 02/2026 → Present
    Wells Fargo Bank, Na
    Jupiter, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-30
  • S66 Uniform Combined State Law Examination
    2023-11-30
Other Names
  • Roberto Emanuel Cortez
  • Roberto Emanuel Cortes
  • Roberto Cortesgarcia
  • Roberto Cortes Garcia

View on SEC IAPD

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SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
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