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James J Quinlivan

Charles Schwab & Co., Inc.

Mount Sinai, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-22
  • NY RA
    APPROVED
    Since 2025-05-22

Branch Locations

271 Route 25A Suite 5, Mount Sinai, NY 11766 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High Velocity Paintball Coram NY 06/2016 01/2018
Pristine Properties Mount Sinai NY 02/2018 06/2019
Pets Warehouse Selden NY 06/2019 08/2020
Full Time Education Harrisonburg VA 08/2020 05/2022
Smile Logistics Shirley NY 06/2022 08/2022
Full Time Education Harrisonburg VA 08/2022 05/2023
Troy Enterprises Shoreham NY 06/2023 Present
Charles Schwab & Co., Inc. - Troy Enterprises Ib Mount Sinai NY 06/2023 Present
  • 06/2016 → 01/2018
    High Velocity Paintball
    Coram, NY
  • 02/2018 → 06/2019
    Pristine Properties
    Mount Sinai, NY
  • 06/2019 → 08/2020
    Pets Warehouse
    Selden, NY
  • 08/2020 → 05/2022
    Full Time Education
    Harrisonburg, VA
  • 06/2022 → 08/2022
    Smile Logistics
    Shirley, NY
  • 08/2022 → 05/2023
    Full Time Education
    Harrisonburg, VA
  • 06/2023 → Present
    Troy Enterprises
    Shoreham, NY
  • 06/2023 → Present
    Charles Schwab & Co., Inc. - Troy Enterprises Ib
    Mount Sinai, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-22
  • S66 Uniform Combined State Law Examination
    2025-05-22
Other Names
  • James Joseph Quinlivan

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC
O'HARA WEALTH MANAGEMENT INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Troy Paul Prochazka
JARRED GIORDANO
ANTHONY CHIARELLI
Laura B. Hoffman
SCOTT NICHOLAS ZAMBELLI
MICHAEL PAUL BUTENSKY
FREDERICK Joseph AZZURRO
Amanda Michele Gonzalez

Other Offices

J.P. MORGAN SECURITIES LLC · MOUNT SINAI, NY
OSAIC WEALTH, INC. · PORT JEFFERSON STATION, NY
AMERIPRISE FINANCIAL SERVICES, LLC · MOUNT SINAI, NY
KESTRA ADVISORY SERVICES, LLC · PORT JEFFERSON, NY
KESTRA ADVISORY SERVICES, LLC · PORT JEFFERSON STN, NY
O'HARA WEALTH MANAGEMENT INC · PORT JEFFERSON STATION, NY
OSAIC WEALTH, INC. · Mt Sinai, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PORT JEFFERSON, NY

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